Street name securities

Results: 122



#Item
111Corporate crime / U.S. Securities and Exchange Commission / United States securities law / Government / Freedom of Information Act / Security / Government procurement in the United States / Privacy Act / Investor Protection and Securities Reform Act / United States administrative law / Law / Politics of the United States

SEC-14 SYSTEM NAME: SEC Financial and Acquisition Management System SYSTEM LOCATION: 1. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regio

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Source URL: www.sec.gov

Language: English - Date: 2012-05-14 16:46:45
112United States Securities and Exchange Commission / Law / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Privacy Act / Securities Exchange Act / Securities regulation in the United States / Freedom of Information Act / United States securities law / Government / 73rd United States Congress

SEC- 64 SYSTEM NAME: SEC Security in the Workplace Incident Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 17:41:51
113Government / Public administration / Corporate crime / U.S. Securities and Exchange Commission / Federal Reserve System

#..SEC-47 System name: Disgorgement and Penalties Tracking System. System location: Securities and Exchange Commission, Office of the Secretary, 450 Fifth Street, NW, Mail Stop 0609, Washington, DC[removed].

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:34:47
114Digital photography / Digital image / Marketing / Telecommunications engineering / Science / Library science / Library / Digitizing

#....SEC-54 SYSTEM NAME Photographic Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:38:56
115Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / Financial economics / United States securities law / United States Securities and Exchange Commission / Government

SEC-65 SYSTEM NAME: Investor Response Information System (IRIS). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Also, records covered by Subsystem A are received by and maint

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 17:42:35
116United States securities law / Public records / Security / Financial regulation / Law / Government / Freedom of Information Act / Investor Protection and Securities Reform Act / Corporate crime / U.S. Securities and Exchange Commission / Privacy Act

SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices.

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Source URL: www.sec.gov

Language: English - Date: 2009-10-02 15:20:07
117Financial regulation / Government / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Municipal Securities Rulemaking Board / Securities and Exchange Commission / Security / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

#..SEC-35 System name: Securities Violations Records and Bulletin--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC[removed]Copies of the Securities Violations Bulletin are als

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:00:56
118Disaster preparedness / Humanitarian aid / Occupational safety and health / Password / United States Department of Homeland Security / U.S. Securities and Exchange Commission / Alert messaging / Continuity of Operations Plan / Government / Public safety / Emergency management

#....SEC-53 SYSTEM NAME: Automated Emergency Notification System. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549.

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:38:22
119Financial economics / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / Self-regulatory organization / Investment Company Act / United States securities law / Financial regulation / Government

SEC-55 SYSTEM NAME: Information Pertaining or Relevant to SEC Registrants and Their Activities. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records also are maintained in

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Source URL: www.sec.gov

Language: English - Date: 2009-10-02 15:20:51
120Privacy Act / Privacy law / United States administrative law / Social Security / Payroll / Federal Insurance Contributions Act tax / Freedom of Information Act / U.S. Securities and Exchange Commission / Income tax in the United States / Withholding taxes / Government / Politics of the United States

SEC-15 SYSTEM NAME: Payroll, Attendance, Retirement and Leave Records. SYSTEM LOCATION: 1. Payroll files, retirement case files, time and attendance reports, and service history files: SEC, 100 F Street, NE, Washington,

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Source URL: www.sec.gov

Language: English - Date: 2010-05-21 17:16:23
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